Forms

General

Complaint Form

Franchise

2008 Franchise Registration and Disclosure Guidelines
2008 Guideline ​Summary of Changes
Franchise_Form_F1​
Franchisor Surety Bond
Franchise Quarterly Sales Report
Escrow Agreement and instructions​​​​​

Securities Registration​

​ Application for Renewal of Issuer Agent Registration
MLOE-1: Notice of Limited Offering of Securities
MLOE-2: Limited Offering Exemption
Form U-2 (Uniform Consent to Service of Process)
Form SRQ-1: Quarterly Status Report of Registration and Use of Proceeds
Form U-4: Initial Application for Issuer Agent
Form D: Notice of Sale of Securities Pursuant to Regulation
Revisiing Filing Requirement for Form D 
Model Accredited Investor Exemption Form
FORM MISBE-1: Notice of Maryland Intrastate Business Exemption
FORM MISBE-2: Disclosure document for Intrastate Business Exemption​​

Small Company Offering Registration (SCOR) Information

SCOR - Introduction/Requirements/Instruments
NASAA Statement of Policy Regarding SCOR
Form U-7
SCOR - Issuer's Manual
SCOR Order
CR-SCOR - Mid-Atlantic Region Review Program Overview
Appendix A - Fees
Append ix B - Selling Persons
Appendix C - Testing the Waters
Pennsylvania Securities Commission Order​

Small Business Securities Offering Application

Form CR-SCOR - Mid-Atlantic Region 

Crowdfunding

FORM MDCF-1 - Securities Offerings Under the Maryland Crowdfunding Exemption (MDCF) Filing